Financial Services

We offer all our in-house clients in the Financial Services industry help with compliance for FSA regulated applications, this is for those who are established and start ups. This includes preparation of an FSA application as well as ongoing compliance and or health checks.

For those who would like to get up and running within a matter of weeks not months, we also offer a Regulatory Umbrella, with one of the leading Firms in this space as our in-house Partner. The Regulatory Umbrella is an invaluable asset not only for start ups in the UK, but also for Firms who are established overseas and are entering the UK Regulatory Environment; this service for overseas firms, also acts as a mentor, whilst preparing the FSA Authorisation to be independent. Our Partner has a number of well know "incubate" Clients past and present, a number whose parent is in the US, always happy to be referenced.